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Regulation NMS
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#	Item
781	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 13, 2008 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-13 16:41:36 Government Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Self-regulatory organization New York Stock Exchange Securities and Exchange Commission NYSE Arca Economy of the United States United States Securities and Exchange Commission United States securities law Regulation NMS
782	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-12 13:40:05 Stock market 73rd United States Congress Investment Financial markets Financial regulation Securities Exchange Act Regulation NMS Intermarket sweep order U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Financial economics
783	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]January 4, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change to Address the A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-06 15:31:27 Finance Financial markets Stock market Regulation NMS Broker-dealer Securities Exchange Act Order Net capital rule Financial economics United States Securities and Exchange Commission Investment
784	Order Approving a Proposed Rule Change Relating to Stock-Option Orders Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-09 11:28:25 Stock market Financial markets Order Regulation NMS Algorithmic trading Futures contract Stock Option Short Financial economics Investment Finance
785	Notice of Filing of Proposed Rule Change Relating to Amendments to EDGX Rules Regarding the Registration and Obligations of Market Makers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-13 13:10:34 73rd United States Congress Stock market Investment Finance Securities Exchange Act Regulation NMS Order Market maker Futures contract United States Securities and Exchange Commission Financial economics United States securities law
786	Amendment No. 1 to Proposed Options Order Protection and Locked/Crossed Market Plan by NYSE Alternext (f/k/a Amex) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-09 14:14:15 Investment Finance Financial markets 73rd United States Congress United States securities law Regulation NMS Securities Exchange Act Order Security Stock market United States Securities and Exchange Commission Financial economics
787	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]August 31, 2012 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-04 06:40:40 Business United States Securities and Exchange Commission Mathematical finance Late-2000s financial crisis Algorithmic trading Securities Exchange Act Regulation NMS NASDAQ Direct Edge Financial markets Financial economics Finance
788	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]April 4, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-04 16:30:13 Finance Stock market Financial markets Regulation NMS Financial regulation Short selling Order Straddle Securities Exchange Act Financial economics United States Securities and Exchange Commission Investment
789	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]September 27, 2012 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-28 08:32:02 United States securities law Direct Edge Financial system Securities Exchange Act Finance Securities and Exchange Commission Broker-dealer Regulation NMS United States Securities and Exchange Commission Financial economics Financial markets
790	Microsoft Word - Release No[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-06 15:20:31 Financial markets United States Securities and Exchange Commission Stock market 73rd United States Congress United States securities law Securities Exchange Act Short Regulation NMS NASDAQ Financial economics Investment Finance

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